Drug Treatment Programs: Policy Implications for the Judiciary Arthur H. Garrison Drug use in the United States has been cited for the drugs.3 The impact of this increased drug use can be seen in
growth in American prisons over the past decade.
the fact that the number of Americans incarcerated (prison
Heroin, once considered a drug to be avoided and
only) reached more than one million (1,078,542) in 1995 for
scorned, has had resurgence in use by middle-class youth and
the first time in U.S. history.4 According to the Bureau of
white-collar professionals due to the increased purity of the
Justice Statistics, the percentage of prisoners in federal prison
drug and the lack of need to use needles for ingestion.
incarcerated for dugs increased from 57.9% of the total popu-
Naltrexone has been used as a method of helping heroin
lation in 1991 to 62.6% in 1997 and the percentage of drug
addicts to end their drug dependency, but such programs have
offenders in state prisons decreased from 21.3% of the total
limitations in their use and effectiveness. This paper is drawn
from an evaluation of a drug treatment program in
“The majority of heroin users are still older, chronic users
Wilmington, Delaware. The goal of this paper is to review the
who inject the drug. At the same time, the number of new,
factors that lead to successful drug treatment and the limita-
young users who snort or smoke the drug continues to rise.”6
tions on the success of drug treatment that the judiciary
According to the DEA, the “typical heroin user today con-
should consider when sentencing drug addicts.
sumes more heroin than a typical user did just a decade ago,
More than 13 million Americans used an illicit drug at least
which is not surprising given the higher purity currently avail-
once in 1998, and 977,000 Americans classified themselves as
hardcore heroin users in 1999.1 The growth of increased drug
venously, subcutaneously (under the skin), or intramuscu-
use has impacted the criminal justice system. “In 1997, over
larly8 but due to the high level of purity (as high as 98%), it
one third of prison commitments involved drug offenses, com-
can be snorted or smoked. The purity of the heroin now
pared to only 7% in 1980. In 1980, about half of all commit-
makes heroin snorting possible, and makes heroin more
ments were for violent offenses; by 1997, only about one third
“appealing to new users because it eliminates both the fear of
were.”2 In 1999 Americans spent an estimated $63.2 billion
acquiring syringe-borne diseases . . . and the historical stigma
for cocaine, heroin, methamphetamine, and other illicit
The author would like to thank Janice Hunter, Medical Librarian,
In 1999, approximately 6.3 million adults—3.1% of the
Delaware Psychiatric Center, Delaware Department of Health and
Nation’s adult population—were under correctional super-
Human Services for her help in securing articles and citation correc-
vision (that is, incarceration, probation or parole). Drug
tions. Her help was invaluable for the preparation of this paper.
offenders accounted for 21% (236,800) of the State prisonpopulation in 1998, up from 6% (19,000) in 1980, and 59%
This paper is based on a study supported by grant No.
(55,984) of the Federal prison population in 1998, up from
98–DD–BX–0022 awarded by the Bureau of Justice Assistance. For
25% (4,749) in 1980. Also, in 1998, an estimated 26%
the full report, see ARTHUR H. GARRISON, SODAT–DELAWARE, INC.,
(152,000) of all inmates under local supervision were
NALTREXONE ALTERNATIVE PROGRAM (SNAP), A HEROIN ADDICT
incarcerated for drug offenses. This increase in the drug
OUTPATIENT TREATMENT PROGRAM: AN OUTCOME EVALUATION (1999).
offender prison population mirrors the steady increase inarrests for drug offenses.
An earlier draft of this paper was presented at the 29th Annual
OFF. OF NAT’L DRUG CONTROL POLICY, DRUG TREATMENT IN THE
Meeting of the Society for Police and Criminal Psychology, Canton,
CRIMINAL JUSTICE SYSTEM FACT SHEET (March 2001) at 1.
Ohio, and was awarded the 2000 C. Edward Shaffer Memorial
3. OFF. OF NAT’L DRUG CONTROL POLICY, supra note 1, at 114.
Research Award for Best Research Paper.
4. BUREAU OF JUSTICE STATISTICS, SOURCEBOOK OF CRIMINAL JUSTICE
Footnotes
5. Id. at 513. See also NELS ERICSON, SUBSTANCE ABUSE: THE
1. OFF. OF NAT’L DRUG CONTROL POLICY, NATIONAL DRUG CONTROL
NATIONS’S NUMBER ONE HEALTH PROBLEM.(OJJDP Fact—Sheet #17)
STRATEGY 2000 ANNUAL REPORT (2000) at 115–116. Seventy-four
million Americans have tried an illicit drug at least once in their
6. OFF. OF NAT’L DRUG CONTROL POLICY, PULSE CHECK: NATIONAL
lifetime; 2.4 million have tried heroin at least once, 22.1 million
TRENDS IN DRUG ABUSE (Summer 1998), at i.
have tried cocaine at least once, and 4.6 million have used crack
7. DRUG ENFORCEMENT ADMIN. & THE NAT’L GUARD, DRUGS OF ABUSE
at least once. OFF. OF NAT’L DRUG CONTROL POLICY, DATA
SNAPSHOT–DRUG ABUSE IN AMERICA 1998 (1998) at 32-33. In 1999,
1,254,577 Americans were in federal and state prisons. OFF. OF
9. Id. The DEA estimated that purity levels of heroin in 1981 were
NAT’L. DRUG CONTROL POLICY (March 2001), infra note 2 at 1.
7%, and in 1998 the average purity rate was 41 % nationwide.
2. OFF. OF JUSTICE PROGRAMS, U.S. DEP’T OF JUSTICE, CRIME AND JUSTICE
Estaban Parra, infra note 18. The ingestion of heroin either by
ATLAS 2001 UPDATE (2001) at 5. The Office of National Drug
smoking or snorting has increased from 55% in 1994 to 71% in
Control Policy recently reported the following:
1997. OFF. OF NAT’L DRUG CONTROL POLICY, supra note 6 at 30. 24 Court Review - Winter 2002
In Newark, Delaware, the purity of heroin has been found
[B]etween 1993
to range from 20% to 90%.10 The New Castle County Police
have reported that purity levels have been found to be as high
and 1995, 88% of new heroin
National Drug Control Policy, Newark, Delaware sources
users were
report that there has been a “‘definite increase in teenage
users’. . . dealers, some from nearby Philadelphia, are making
between the
a clear attempt to establish a new market. For example, by
A BRIEF REVIEW ON THE USE ages of 18 to
encouraging young females to begin use, dealers hope to
OF HEROIN AND 25 years old.
attract older male users. In that area, users start at around 13,
NALTREXONE
and the source reports that there are ‘chronic’ users aged 15 -
17.”12 It has recently been reported that between 1993 and
derivative of opium prepared from morphine.19 Heroin was
1995, 88% of new heroin users were between the ages of 12 to
first introduced into medicine in 1898 and was used as a pain
25 years old.13 The “average age of addicts seeking treatment
medication until the addictive nature of opioids in general was
is getting younger. In 1993, only 17.2 percent of heroin
found.20 Heroin is classified as a narcotic due to its ability to
addicts who reported for treatment were 24 or younger. By
produce mood and behavior changes, potential for dependence
1997, the percentage had climbed to 31.7 percent.”14
and tolerance following continued use, and derivation from
number of people who are treated for heroin addiction in
In 1914 the Harrison Act was passed, which is
Delaware has increased from 336 in 1991 to 1,767 in 1997, an
“interpreted as excluding the provision of opioids to addicts as
increase of 426%.15 The impact of the increase in heroin usage
a legitimate medical use.”22 Although the use of opiates was
can be seen in the number of heroin-related deaths. Deaths
illegal, “heroin addiction persisted and its prevalence rose fol-
related to heroin have increased from 14 in 1991, to 29 in
lowing World War II [and by] the early 1960’s [many recom-
1997.16 The national average of heroin purity is 35%.17 The
mended] remedicalizing heroin distribution as a way to reduce
average purity level for heroin in Delaware is 85%.18
crime associated with heroin addiction.”23
In an effort to deal with the growing heroin use problem in
With the increase of heroin addiction in the U.S. Military
Delaware, SODAT-Delaware, Inc., received more than
during the Vietnam War and in society as a whole, federal
$1,650,000 over a three-year period (1995–1997) to imple-
funds were expended for both research and treatment of heroin
ment an intensive outpatient therapy program (SNAP), which
addicts.24 Over the past 30 years, various techniques have
10. OFF. OF NAT’L DRUG CONTROL POLICY, supra note 6 at 4.
between South American (high purity white) and Mexican (lower
11. New Castle County Police Heroin Alert Task Force, “Heroin: The
purity “black tar”) heroin is the Mississippi River. OFFICE OF NAT’L
New Serial Killer That Is Stalking Our Children,” presentation
DRUG CONTROL POLICY, supra note 2 at 31.
19. STEDMAN’S MEDICAL DICTIONARY (25th ed.1990). HAROLD KAPLAN
12. Supra note 6 at 3. “The hub of the area heroin trade [is in] the
& BENJAMIN SADOCK, COMPREHENSIVE TEXTBOOK OF PSYCHIATRY (6th
Kensington section of Philadelphia. That’s where many Delaware
ed. 1995). Joseph Ternes & Charles O’Brien, The Opioids: Abuse
addicts go to get [their heroin]. Through the first 10 months of
Liability and Treatment for Dependence, in ADDICTION POTENTIAL OF
1998 [there were] 716 arrests for heroin” of which 30 were peo-
ABUSED DRUGS AND DRUG CLASSES (Barry Stimmel ed., 1990)
ple from Delaware. Tom Feeney & Esteban Parra (1998). Hooked
20. Kaplan & Sadock, supra note 19 at 844. on Heroin: Police Sound the Alarm, SUNDAY NEWS JOURNAL, Nov. 29.
21. Id. “Heroin crosses the blood-brain barrier more rapidly than
morphine and produces greater euphoric effects when given in
13. New Castle County Police Heroin Alert Task Force, supra note 11.
equal doses. Once in the brain, heroin is hydrolyzed to morphine
14. Feeney & Parra, supra note 12.
almost immediately.” Id. at 31. Both heroin and morphine are
derivatives of opium and as such are considered opiates.
Opiates attach to the opioid receptors of the brain and produce
17. DRUG ENFORCEMENT ADMIN. & THE NAT’L GUARD, supra note 7 at
similar euphoric and pleasure reactions to natural occurring pain
suppressants in the brain (endorphins and enkephalins) which
18. New Castle County Heroin Alert Task Force, supra note 11. DEA
also attach to the opioid receptors of the brain. SUBSTANCE ABUSE
investigations have discovered that heroin sold in Dover and Kent
AND MENTAL HEALTH SERVICES ADMIN. (SAMSHA), NALTREXONE AND
County originates in New York City. The heroin market in the
ALCOHOLISM TREATMENT: TREATMENT IMPROVEMENT PROTOCOL
U.S. is dominated by two sources, Columbia and Mexico.
(TIP) (1998), series #28 at 28. Both endogenous opioids (endor-
Columbian heroin is dominant along the east coast in cities like
phins and enkephalins) and exogenous opiates (heroin and mor-
Boston, New York City, Newark, N.J., and Philadelphia.
phine) act as neurotransmitters that transfer information through
Columbian heroin averages at almost 68% pure, but the
the nervous system. In the case of opioid neurotransmitters, the
Columbian heroin in Dover has been found in the high 90%
information is pain relief and pleasure responses. See infra note
range. The heroin purity rate in Dover has been found to be
32 for discussion on the cycle of addiction theory.
higher than in Philadelphia, which is about 80%. The combina-
22. Kaplan & Sadock, supra note 19 at 844.
tion of the high purity rate of heroin in Delaware and the low cost
is blamed for the increase of heroin use in suburban areas in
24. Id. See also, infra note 25, and Robert Greenstein et al., Methadone
Delaware. Estaban Parra, Purity Is Part of the Local Problem,and Naltrexone in the Treatment of Heroin Dependence, 7
SUNDAY NEWS JOURNAL, Jan. 21, 1999, at A7. The dividing line
PSYCHIATRIC CLINICS OF NORTH AMERICA, 671 (1984).
Winter 2002 - Court Review 25
by preventing the reestablishment of physical
Early studies and addicts. One of the treatment
dependence, treatment with antagonists also leads
theoretical use
to the eventual extinction of conditioned with-
drawal phenomena. Recently, . . . empirical and lab-
of naltrexone
oratory observations [show] patients taking nal-
proposed that
trexone experience less craving in the presence of
naltrexone
opioid-related cues, presumably because, on a cog-
nitive basis, they are aware that they are unable to
effective in dealing with
Early studies and theoretical use of naltrexone proposed that
impulsive and
naltrexone would be effective in dealing with impulsive and
compulsive heroin use in addicts who are in treatment.30 Early
compulsive
researchers of heroin addiction recognized that recovering
heroin use in
heroin addicts could recidivate and develop full addiction due
addicts who are
to impulsive heroin use by environmental stimuli. The stimuli
could be an interaction between the recovering addict and a
in treatment.
friend, whom the addict had a history of heroin use with, or
being in a neighborhood in which heroin is used. The stimulus
“blocks or reverses the physiologic and psychological effects of
causes a craving for the heroin that could cause readdiction.
opioids by binding opiate receptors” in the brain.26
Goldstein explained that “naltrexone can protect against impul-
Naltrexone “prevents or reverses opioid effects [and] will pre-
sive use and can prevent the consequences of impulsive use.
cipitate abstinence . . . in narcotic addiction.”27 The use of nal-
The protective medication, [the naltrexone], is taken at a time
trexone is based on “the assumption that classically conditioned
when motivation [to end the addiction] is high, then later, if
withdrawal symptoms and operantly reinforced drug seeking
circumstances arise that would typically lead to use the agonist
behaviors contribute to high relapse”28 in heroin addicts.
drug [heroin], there is a strong reason to avoid that behavior”
Theoretically, by blocking the euphoric effects of
because the subject knows the heroin will not have any effect.31
opioids, treatment with antagonists would lead to
Naltrexone can also aid in the reduction of compulsive addic-
the extinction of operantly reinforced drug seeking;
tion. The cognitive knowledge that the use of the heroin will
25. Kaplan & Sadock, supra note 19 at 844. For a review of early
Kassenbaum eds., 1965) at 85 for early work on the use of nar-
research on naltrexone in heroin addiction, see Richard Resenick
cotic antagonists for treating heroin addiction. See also, Karen
et al., Narcotic Antagonists in the Treatment of Opioid Dependence:
Allen, Essential Concepts of Addiction for General Nursing Practice,Review and Commentary, 20 COMPREHENSIVE PSYCHIATRY, 116
33 NURSING CLINICS OF NORTH AMERICA 1.
(1979). See also, DEMETRIOS JULIUS & PIERRE RENAULT, NARCOTIC
29. Kaplan & Sadock, supra note 19 at 857. See also, Charles O’Brien
ANTAGONISTS: NALTREXONE (National Institute on Drug Abuse
et al., Use of Naltrexone to Extinguish Opioid-Conditioned
Research Monograph # 9, 1976),which encompasses 25 articles
Responses, 45 J. CLINICAL PSYCHIATRY 53.
on naltrexone treatment studies for the first half of the 1970s that
30. See Avram Goldstein, Naltrexone in the Management of Heroin
were funded by the National Institute on Drug Abuse, U.S. Addiction: Critique of the Rationale, in NARCOTIC ANTAGONISTS:
Department of Health, Education, and Welfare.
NALTREXONE (National Institute on Drug Abuse Research
26. Robert Greenstein et al., supra note 24 at 675; Joseph Ternes &
Monograph # 9) (Demtrios Julius & Pierre Renault eds., 1976)
Charles O’Brien, supra note 17 at 43. See also, Vis Navartnam et
158, 159. See also, Richard Resinick, et al., supra note 25, and
al., Determination of Naltrexone Dosage for Narcotic Antagonist
Richard Resnick & Elaine Schuyten-Resnick, A Point of ViewBlockade in Detoxified Asian Addicts, 34 DRUG AND ALCOHOL
Concerning Treatment Approaches with Narcotic Antagonists, in
DEPENDENCE, 231 (1994), which found naltrexone to be effective
NARCOTIC ANTAGONISTS: NALTREXONE 84 (1976).
in blocking the physiological and psychological effects of heroin
31. Avram Goldstein, supra note 30 at 159. “Relapse to heroin use in
for at least 48 and 72 hours, respectively. Opioid antagonists like
abstinent ex-addicts is rarely cogitated and planned in advance.
naltrexone “block opioid receptors and reverse the effects of
Conditioned abstinence (‘craving’) can be elicited by accidental
endogenous opioid peptides as well as exogenous opiates [and it
encounters with active addicts . . . or other major stress.” Id. On
is theorized that] these agents may prevent the reinforcing effects”
the issue of behavior, Goldstein noted that humans have the abil-
of consumption of heroin. SAMHSA, supra note 21 at 32.
ity to “anticipate consequences and to modify our behavior
27. DRUG FACTS AND COMPARISONS (1998) at 3579. See also, Joseph
accordingly. In this connection, the observation that naltrexone
Volpicelli, Naltrexone and the Treatment of Alcohol Dependence, 18
can diminish ‘craving’ is entirely understandable, since ‘craving’ is
ALCOHOL HEALTH & RES. WORLD: JOURNAL NAT’L INST. ON ALCOHOL
generally elicited by the possibility of obtaining a drug rather than
by its unavailability. It follows from this analysis that naltrexone
28. Kaplan & Sadock, supra note 19 at 857. See, Abraham Wikler,
can only work if the patient understands how it works and
Dynamics of Drug Dependence: Implications of a Conditioning
believes that it will work.” Id. at 159–160. Goldstein also asserted
Theory for Research and Treatment, 28 ARCHIVES OF GENERAL
that because the patient knows that the naltrexone will block the
PSYCHIATRY 611 (1973), and Wikler, Conditioning Factors in Opiate
affects of heroin and thus taking the drug will be futile, “it is not
Addiction and Relapse, in NARCOTICS (Daniel Wilder and Gene
surprising that many subjects taking naltrexone may not use
26 Court Review - Winter 2002
not have an effect reduces the obsessing over the craving for the
The SNAP program
heroin. Thus naltrexone will assist the addict in developing
behavior re-enforcers to resist the thoughts and desires for the
was based on the
drug, in turn reducing compulsive addictive behavior. theory that the
Although use of naltrexone has been found to block the
heroin addict (once
effects of heroin, one of the biggest problems in heroin addic-
tion32 treatment, along with heroin detoxification of addicts, is
detoxification is
low compliance in taking the naltrexone by the addicts and
completed) will be
their high dropout rate.33 Kaplan and Sadock noted that in one
assisted in ending
study, “the dropout rate was quite high: 25 percent of subjects
who started treatment dropped out within two weeks; 94 per-
his or her heroin
cent stopped by nine months.”34 In a study in Israel, the aver-
addiction if
age retention rate for program participants was 56.3 days.35
medication was
Out of a total of 32 patients, 58 percent completed the pro-
provided that
gram.36 Forty percent of the patients dropped out of the pro-
gram within two weeks, and 60% of the patients who dropped
blocked the effects
out did so within the remaining ten weeks of the program.37
of the heroin. PROGRAM THEORY DESCRIPTION
The SNAP program was based on the theory that the heroin
addict (once detoxification is completed) will be assisted in end-
METHODOLOGY
ing his or her heroin addiction if medication was provided that
Between October 7, 1993, and July 22, 1998, the SNAP pro-
blocked the effects of the heroin. The heroin-blocking medica-
gram provided 73 participants naltrexone as part of their treat-
tion provided was naltrexone. Naltrexone is an orally adminis-
ment for heroin addiction. Data was collected from the case
tered medication, which prevents the uptake and effects of opi-
files of all 73 participants, which included basic demographic
oid compounds. Thus, when taking this medication, any person
information (age, gender, race), employment status, history of
heroin to test and verify the protection.” Id. at 159. For research
receptor blocking pharmacological agents in the battle to reduce
showing that heroin addicts will test the blocking ability of nal-
relapse in early recovery.” Id. See also, D. Colin Drummond.
trexone, see infra note 40. For a study looking at impulsive heroin
Theories of Drug Craving, Ancient and Modern, 96 ADDICTION 33
addicts and self-control, see Gregory Madden et al., Impulsive and
(2000). For a discussion on opiate receptor sites within the brain,
Self-Control Choices in Opioid-Dependent Patients and Non-Drug-
see Roy Wise, Opiate Reward: Sites and Substrates, 13
Using Control Participants: Drug and Monetary Rewards, 5
NEUROSCIENCE AND BIOBEHAVIORAL REVIEW, Summer-Fall 1989, 129,
EXPERIMENTS IN CLINICAL PSYCHOPHARMACOLOGY 256 (1997). For a
and Jane Stewart, supra note 31.
study looking at compulsive use of heroin and the opioid recep-
33. High dropout rates can be partially explained by the nature of
tors and naltrexone, see Jane Stewart, Conditioned and
addiction. As noted in footnotes 21 and 32, the consumption of
Unconditioned Drug Effects in Relapse to Opiate and Stimulant Drug
heroin produces a pleasurable experience that can be stronger
Self-Administration, PROGRESS IN NEUROPSYCHOPHARMACOLOGY &
than natural pleasurable experiences. The experience in turn pro-
duces chemical reinforcers to the use of heroin. The reduction or
32. In the development of the cycle of addiction, the intake of heroin
stopping of the behavior (heroin use) produces the chemical rein-
leads to an increase in opioid receptor activity. “Once opioid
forcers in the brain, which in turn produce craving for the behav-
receptor activity has been primed, more [heroin] is needed to
ior (heroin use). The craving in turn produces the continuation of
ensure continued opioid receptor activity. Therefore, a cycle may
the behavior (heroin use). Negative reinforcement and addiction
ensue during which the desire to increase or recapture feelings of
are achieved. Treatment programs using naltrexone block the
pleasure or euphoria is translated into cravings for [the heroin].
pleasure reaction of opiates and opioids in the brain. But the psy-
The loss of control that follows the initial consumption of a rein-
chological desire for the heroin and the resulting pleasure from
forcing agent [the heroin] may provide the root mechanism for
using the drug causes the person to stop taking the naltrexone in
. . . addictive behavior.” SAMHSA, supra note 19 at 31–32. Thus
order to have the heroin have its desired effect. It is here that
the use of heroin can have a “priming” for additional use. The use
treatment modalities like cognitive therapy and group therapy can
of heroin, even a small amount, can effect a release of endorphins
have an effect, for therapy addresses the emotional need for the
(which produce feelings of pleasure), which in turn increase the
desire for more heroin, which in turn produce more release of
34. Kaplan & Sadock, supra note 19 at 857. See also, Emi Shufman
endorphins. Addiction research has found “that opiates can have
et al., The Efficacy of Naltrexone in Preventing Reabuse of Heroin
an effect equal to that of having an appetizer before dinner. A
after Detoxification, 35 SOCIETY OF BIOLOGICAL PSYCHIATRY 935
small dose of a substance that effects the opiate receptor sites can
increase the drive to consume more of the same.” The first inges-
35. Emi Shufman et al., supra note 34 at 939. “In this study, 75% of
tion of the heroin increases the motivation to have another.
the patients stayed in the program after 1 month, and 58% com-
Alfred Turner, Naltrexone: The Magic Bullet for Alcoholism (1995),
pleted the 3 months treatment period.” Id.at 942.
available at www.enteract.com/~alturner/neltrexo.html. “This
appetizer or priming effect provides good reason to look at opiate
Winter 2002 - Court Review 27
single SNAP population. Those who were married and failed to
The majority of
complete treatment accounted for 93.3% of the married SNAP
SNAP patients
population. Those participants who were single and failed to
SUMMARY OF FINDINGS
complete treatment accounted for 80.7% of the single SNAP
did not test
population. Thus, a higher percentage of those who were single
positive for
successfully completed treatment than those who were married,
drugs while in
and a higher percentage of those who failed treatment were mar-
the program.
ried than those who failed and were single. The data may sug-
gest that there may be an inverse relationship between success-
ful completion and being married. An alternative theory could
majority, 81%, began drug use before the age of 18. The main
be that these married addicts had unstable marriages or were
two introduction drugs were alcohol and marijuana. More
married to addicts. If so, these negative relationships could be
than 70% of SNAP participants used at least one of these drugs
decreasing the opportunity for the SNAP participants to take
as the first drug in their drug use histories. The median age for
advantage of the program and successfully complete treatment.
first drug use was 15, and 14 years old was the mode.
Being employed was associated with program success. Those
The majority of SNAP patients did not test positive for
participants who were employed and successfully completed
drugs while in the program. More than 75% of the participants
treatment accounted for 21% of the employed SNAP population.
remained drug free. But there was not a corresponding result
Those participants who were unemployed and successfully
in successful treatment by SNAP participants. The majority of
completed treatment accounted for 3.4% of the total unem-
SNAP participants did not successfully complete the program.
ployed SNAP population. Those who were employed and failed
While the majority of participants did not use drugs, only 13%
to successfully complete treatment accounted for 76% of the
successfully completed the treatment. These results may sug-
employed SNAP population. Those participants who were
gest that drug treatment success may not be related to remain-
unemployed and failed to complete treatment accounted for
ing drug free during treatment. The majority of participants
93% of the unemployed SNAP population. Thus, a higher per-
who entered the SNAP program did so unemployed (52%). At
centage of those who were employed successfully completed
time of discharge, the majority of participants were employed
treatment than those who were unemployed, and a higher per-
centage of those who failed treatment were unemployed than
Previous drug treatment histories did not provide an
increased chance of successful completion in the SNAP pro-
The majority of the SNAP patients started to use drugs in
gram. Of the 71 SNAP participants who had prior drug treat-
their early teen years. Longer periods spent using drugs were
ment histories, 84.5% failed to successfully complete treatment.
associated with failure to complete treatment successfully.
As would be expected, the longer participants remained in the
The SNAP program achieved a 75% negative test for drug use
program the higher the rate of program success. Out of the ten
and 13.7% treatment success rate. A review of the literature
participants who succeeded in treatment, nine remained in the
shows that success rates in naltrexone treatment programs for
program longer than six months. Conversely, 60.7% of those
heroin addicts can range from 12% to 20%.38
who failed to complete treatment remained in the program less
O’Brien and Greenstein39 note in their study that only 12% of
than six months. The median length of time SNAP participants
those who began treatment remained in the program beyond six
remained in the program was almost five months.
months. In a study conducted by Tennant and his colleagues,
Being married did not prove to be a positive factor in suc-
only 16% of the program participants completed the program
cessful treatment. Participants who were married and success-
successfully. D’Ippoliti and his colleagues conducted a study on
fully completed treatment accounted for only 6.7% of the mar-
treatment retention in Italy and found that after one year, the
ried SNAP population. Those participants who were single and
retention rate among 1,503 heroin users using naltrexone was
successfully completed treatment accounted for 15.8% of the
18%.40 Some of the results of the SNAP program showed better
38. See Michael Stark & Barbara Campbell, Personality, Drug Use, andin Suburban Opioid Addicts, 45 J. OF CLINICAL PSYCHIATRY, Sept. Early Attrition from Substance Abuse Treatment, 14 AM. J. DRUG &
1984, 42; Miguel Gutierrez et al., Retention Rates in Two
ALCOHOL ABUSE 475 (1988); Charles O’Brien et al., ClinicalNaltrexone Programmes for Heroin Addicts in Victoria, Spain, 10
Experience with Naltrexone, 2 AM. J. DRUG & ALCOHOL ABUSE 365
(1975); Steven Sideroff et al., Craving in Heroin Addicts Maintained
39. Charles O’Brien & Richard Greenstein, Treatment Approaches:on the Opiate Antagonist Naltrexone, 5 AM. J. DRUG & ALCOHOL
Opiate Antagonists, in SUBSTANCE ABUSE: CLINICAL PROBLEMS &
ABUSE 415 (1978); Richard Greenstein et al., Naltrexone: A Short-
PERSPECTIVES (Joyce Lowenson & Pedro Ruizeds, 1981) 403. Term Treatment for Opiate Dependence, 8 AM. J. DRUG & ALCOHOL
40. Forest Tennant et al., supra note 36; Daniella D’Ippoliti et al.,
ABUSE 291 (1981); Len Derogatic & Nick Melisaratos, The BriefRetention in Treatment of Heroin Users in Italy: The Role ofSymptom Inventory: An Introductory Report, 13 PSYCHOL. MEDICINE
Treatment Type and of Methadone Maintenance Dosage, 52 DRUG &
595 (1983); Richard Greenstein et al., Naltrexone: A Clinical
ALCOHOL DEPENDENCE 167 (1998). See also, George W. Joe et al.,
Perspective, 45 J. OF CLINICAL PSYCHIATRY, Sept. 1984, 25; Herbert
Recidivism Among Opioid Addicts After Drug Treatment: An Analysis
Kleber & Thomas R. Kosten, Naltrexone Induction: Psychologicalby Race and Tenure in Treatment, 9 AM. J. DRUG & ALCOHOL ABUSE,
and Pharmacological Strategies, 45 J. OF CLINICAL PSYCHIATRY, Sept.
1984, 29; Forest Tennant et al., Clinical Experience with Naltrexone28 Court Review - Winter 2002
results than some of the work in the literature. The research
There are
literature suggests that patients in a naltrexone program will
“test naltrexone’s opiate blockade at least once during treat-
different types of
ment.”41 The results of this program show that the patient on
heroin addicts
naltrexone may not test the blocking effect of the drug. The
with different
large majority of patients, 75%, did not test positive for any
drugs during their participation in the program.
expectancy rates
The program achieved other measures of drug treatment
of successful
success noted in the literature, including employment status
treatment
change and post-program arrest history. The majority of SNAP
program participants left the program employed, regardless of
completion.
their discharge status. Those who were employed at time of
discharge had a higher rate of successful treatment than those
that the program is designed to handle the type of
who were not employed. Additionally, the percentage of those
who were employed and who failed the treatment program wasless than those who were unemployed and failed the treatment
There are different types of heroin addicts with dif-
ferent expectancy rates of successful treatment com-
Other observations about drug addiction in the literature
were confirmed, specifically that “softer” drugs serve as an
with addicts who have a stable family structure; are
introduction to “harder” drugs and that drug use starts in the
married to a nonaddicted mate; are highly motivated to
early years of adolescence. Alcohol and marijuana proved to
stop using heroin; have good jobs; have minimal anti-
be the two introduction drugs to the SNAP patients. Heroin
social behavior; have low drug craving/addiction; or
proved to be a distant third. Drug use of SNAP participants
have high professional, social, or economic status.43
began in their teen years. A majority of the SNAP patients
Programs with addicts who use heroin as a “self-med-
were between 13 and 18 when they first began using drugs.
ication” have a higher rate of program discontinuation
These results support the general belief that drug use begins in
the early years of the addict’s life, and if a person can remaindrug free through these early years the chances of becoming an
II. Assessment of success of drug treatment programs
should be made using multiple measures, includingabstinence rates, improvement in employment sta-
POLICY IMPLICATIONS FOR THE JUDICIARY
tus, success in therapy treatment, reaching of social
ON THE DESIGN AND UTILITY OF DRUG
goals, positive behavior changes, and the level of
TREATMENT PROGRAMS
involvement in criminal activity, rather than onretention rates alone. The court should not assume
The judiciary should assess what type of addict is
that failure to complete the program is analogous to
before the bench before ordering the addict to a
41. Robert Greenstein et al., supra note 24 at 677. See also, Robert
43. See, Augusta Roth et al., Naltrexone Plus Group Therapy for
Greenstein et al., supra note 38 at 27. See supra note 31 to the
Treatment of Opiate-Abusing Health Care Professionals, 14 J.
SUBSTANCE ABUSE TREATMENT, 19 (1997); Walter Ling & Donald
42. See, Jonathan Rabinowitz, et al., Compliance to Naltrexone
Wesson, Naltrexone Treatment for Addicted Health CareTreatment After Ultra-Rapid Opiate Detoxification: An Open LabelProfessionals: A Collaborative Private Practice Experience, 9 J. Naturalistic Study, 47 DRUG & ALCOHOL DEPENDENCE, Aug. 1997,
CLINICAL PSYCHIATRY, Sept. 1984, at 46; Arnold Washton et al.,
at 77; Domingos Neto et al., Sequential Combined Treatment ofNaltrexone in Addicted Business Executives and Physicians, 9 J. Heroin Addicted Patients in Portugal with Naltrexone and Family
CLINICAL PSYCHIATRY, Sept. 1984, at 39; John Gonzalez & Rex
Therapy, 3 EUR. ADDICTION RES., July 1997, at 138; Philip Robson
Brogden, Naltrexone: A Review of Its Pharmacodynamic and
& Margaret Bruce, A Comparison of “Visible” and “Invisible” UsersPharmacokinetic Properties and Therapeutic Efficacy in theof Amphetamine, Cocaine and Heroin: Two Distinct Populations, 92
Management of Opioid Dependence, 35 DRUGS, Mar. 1988, at 192;
ADDICTION, 1729 (1997); Michael Gossop et al., Severity of
Richard Resnick et al., supra note 23. See also, OFF. NAT’L DRUG
Dependence and Route of Administration of Heroin, Cocaine andAmphetamines, 87 BRIT. J. ADDICTION, 1527 (1992); and Arnold
EFFECTIVENESS STUDY (1996); A. Thomas McLellan, Patient
Washton et al., Successful Use of Naltrexone in Addicted PhysiciansCharacteristics Associated with Outcome, in RESEARCH ON
and Business Executives, 4 ADVANCES IN ALCOHOL AND SUBSTANCE
TREATMENT OF NARCOTIC ADDICTION 500 (James Cooper ed., 1983).
ABUSE 89 (1984). See also, infra note 41. For the assertion that
44. See, Richard Resnick et al., supra note 25. See also, Richard
there is a distinction between compulsive/addictive users of
Resnick et al., A Cyclazocine Typology in Opiate Dependence, 126
heroin and nonaddictive, long-term moderate users of heroin see,
AM. J. PSYCHIATRY, 1256; Richard Resnick & Arnold Washton,
Wayne M. Harding, Controlled Opiate Use: Fact or Artifact?, 3
Clinical Outcome with Naltrexone: Predictor Variables and Follow-
ADVANCES IN ALCOHOL & SUBSTANCE ABUSE, Fall-Winter 1983, at
up Status in Detoxified Heroin Addicts, 311 ANNALS NEW YORK
Winter 2002 - Court Review 29
program. Selection bias produces an outcome, i.e., success or
Research on
failure that can be explained as function of individual differ-
program treatment modalities as for treatment of
ences among the patients and not the treatment program. dropouts . . . notes other psychological prob-
Although, the “single most important predictor of success
[is] the length of stay in treatment,”48 “the so-called retention
that treatment
rate . . . simply measures the length of time an addict stays in
programs work
a program,”49 not the change in the addict due to the program. with patients who
It has also been noted that retention rates can be associated
with factors outside of the program, including environmental
are future
support for drug addiction, personality characteristics of the
oriented, have a
addict, employment status, status and health of the addicts’
positive motivation in treatment because it does
family, psychological status of the addict, criminal history,50
the readiness of the addict to change,51 and multiple drug use
to change, and are in the behavior and lifestyle of history. at a stage in their addiction when
III. Research shows that more than 80% of the clients
preparation for
in a drug treatment program drop out from the pro-
gram during a first attempt at drug treatment. The
change is
court should determine if the addict is at a point in
achieved.
his or her addiction that allows for successful
success is vulnerable to selection bias because those who suc-cessfully stay in a treatment program do so because the pro-
Research on program treatment dropouts as well as theory
gram expels them or they choose to remain in the program.
on behavior change notes that treatment programs work with
Thus, the “success” or “failure” of the program based on reten-
patients who are future oriented,52 have a positive motivation
tion is artificially inflated or deflated by those who are removed
to change,53 and are at a stage in their addiction when prepa-
from the program either by the participants’ choice or by the
ration for change54 is achieved. The future-oriented addict has
45. George DeLeon & Nancy Jainchill, Circumstances, Motivation,
see, James Prochaska et al., The Transtheoretical Model of BehaviorReadiness and Suitability as Correlates of Treatment Tenure, 18 J. Change, in THE HANDBOOK OF HEALTH BEHAVIOR CHANGE 59 (Sally
Shumaker et al. ed., 2nd ed., 1998), and Neil Grunberg et al.,
It has been asserted that treatment programs are destined for
Biological Obstacles to Adoption and Maintenance of Health-
failure because they don’t consider the multifaceted factors of why
Promoting Behaviors, in THE HANDBOOK OF HEALTH BEHAVIOR
the treatment is being offered, the difference between treatment
CHANGE 269 (Sally Shumaker et al. ed., 2nd ed., 1998).
and therapy, why an addict is seeking treatment, who is offering
52. Nachman Ben-Yehuda, supra note 46. The future-oriented indi-
the treatment, and why the addict has an addiction. Additionally,
vidual looks to the future and makes plans to make his or her life
the lack of specific and meaningful goal setting for the individual
better in the future. Decisions are meant to generate change as
addict, the lack of specific diagnosis of the individual addict, the
supposed to a past-oriented person who lives from moment to
confusion of goals to help the addict become an effective patient
moment, who is resistant to change or unwilling to take account
with goals to make the patient a better citizen by improving his or
of behavior and make decisions that produce benefits in the
her lifestyle, and confusing different theories of therapy and treat-
future. Id. at 88, 97. “Future-oriented patients apparently benefit
ment modalities all help to create program design problems that
most from their therapeutic experience in [drug treatment] pro-
lead to failure. See, Stanley Einstein, Factors Initiating/Affecting
grams.” Id. at 97. This classification as either past or future ori-
the Treatment of Drug Use and the Drug User, 15 INT’L J. ADDICTIONS
ented can be helpful in the designing and the selection of clients
for a potential drug treatment program. “Upon admission . . .
46. Nachman Ben-Yehuda, Success and Failure in Rehabilitation: The
patients could be classified . . . as to the behavior expected of
Case of Methadone Maintenance, 9 AM. J. COMMUNITY PSYCHOL., 83
them while [in] the program. This information could potentially
(1981). It has also been observed that since treatment programs
help clinical and administrative personnel working with drug-
generally are not evaluated using random selection of patients
abuse to better deal with their patients, construct differential
and control groups and established baseline measurements and
treatment plans for them, and assess success more meaningfully.”
have reliability and validity limitations, the fact of high attrition
rates should not be the sole assessment of success. William Berg,
53. George DeLeon & Nancy Jainchill, supra note 45. A positive moti-
Evaluation of Community-Based Drug Abuse Treatment Programs: A
vation is “ a desire to forge a new lifestyle; a belief that one can be
Review of the Literature, in THE ADDICTIVE PROCESS: EFFECTIVE
successful and have the good things in life; or a desire for per-
SOCIAL WORK APPROACHES 81 (E. Freeman ed., 1992).
sonal growth, to be a better person . . . as well as to have health-
47. William Berg, supra note 46 at 84.
ier relationships.” Id. at 203.
54. James Prochaska et al., supra note 51. In the preparation stage
48. Nachman Ben-Yehuda, supra note 46 at 85.
“people are intending to take action in the immediate future, usu-
ally measured as during the next month. These individuals have
51. George DeLeon & Nancy Jainchill, supra note 45. For two theo-
a plan of action. . . . These are the people we should recruit for
ries on the readiness to change and its impact on behavior change
. . . action-oriented programs.” Id at 61. 30 Court Review - Winter 2002
decided to make a change and end his or her addiction. The
Many of those
addict is positively motivated because the change is self-
desired—the addict wants a better life. The addict is prepared
who enter
to change and demonstrates this preparation by the formation
drug treatment
of a plan to end the addiction. The addict enters the program
programs have
having decided to enter a treatment program with the desire
and expectation to successfully complete it, as compared to
moderate to
entering the program to avoid incarceration.
severe mental
If the program is servicing addicts who have not reached the
illness.
point of having a future-oriented, positively motivated, pre-
pared mental state to make a change in their lives (i.e., end
their heroin addiction) success rates will be low regardless ofthe value of the program.
The nature of addiction has been described as a state in
which the addict (1) has a persistent regular use of a drug; (2)
IV. The presence of psychological dysfunction on
attempts to stop such use leads to significant and painful with-
potential clients can affect retention and successful
drawal symptoms; (3) continues to use the addictive drug
completion rates. The court should determine
despite damaging physical or psychological problems, or both;
whether the treatment modality can accommodate
(4) engages in compulsive drug-seeking behavior; and (5)
clients who have psychological problems.
needs a constant increasing level of dosage of the drug to get
Treatment programs need to be designed to address
the individual addict and quality-of-life issues that
Treatment programs should implement program modalities
the addict is experiencing, along with the addiction
in the light of recent research that has observed that (1) drug
use occurs within a broader family of social and psychologicalproblems, (2) cognitive-behavioral abilities are fundamentally
Many of those who enter drug treatment programs have
psychological in nature, (3) the motivation to change is a cog-
moderate to severe mental illness.55 More significant is the fact
nitive-behavioral process, and (4) the skills and the relation-
that only about half of those addicts who have a mental illness
ship between the client and the individual counselor has an
receive treatment for the mental illness and the drug addiction
together.56 The presence of mental illness and dropout rateshave been shown to be associated.57 Research has also found
VI. The court should consider if the drug treatment pro-
that mental illness can affect the ability to function and how
gram design encompasses the biochemical as well as
drugs impact the individual.58 Programs that address both drug
the cognitive-behavioral aspects of addiction when
addiction and mental illness should design treatment modali-
designing drug addiction treatment modalities.
ties to take into account the importance of the client’s quality oflife. Recent research has noted that the patients’ quality of life
Virtually “all drugs . . . have common effects, either directly
(family support, employment, positive self-image, etc.) can pre-
or indirectly, on a single pathway deep within the brain.”62 In
55. Peggy el-Mallakh, Treatment Models for Clients with Co-Occurring
# 147) (Roa Rapaka & Heinz Sorer eds., 1995), at v.
Addictive and Mental Disorders, 12 ARCHIVES PSYCHIATRIC NURSING,
61. William Miller & Sandra Brown, Why Psychologists Should TreatAlcohol and Drug Problems, 52 AM. PSYCHOL. 1269 (1997). James
57. H. Lawrence Ross et al., Retention in Substance Abuse Treatment:
drug abuse as overdetermined behavior. That is, physical
Role of Psychiatric Symptom Severity, 6 AM. J. ADDICTION 293
dependence is secondary to the wide range of influences
that instigate and regulate drug-taking and drug seeking
58. Jennifer Tidey et al., Psychiatric Symptom Severity in Cocaine-
behaviors. In the vast majority of drug offenders, there are
Dependent Outpatients: Demographics, Drug Use Characteristics
cognitive problems; psychological dysfunction is common;
and Treatment Outcome, 50 DRUG & ALCOHOL DEPENDENCE, Mar.
thinking may be unrealistic or disorganized; values are mis-
shapen, and frequently, there are deficits in education and
59. Joan Russo et al., Psychiatric Status, Quality of Life, and Level of
employment skills. [D]rug use is a response to a series of
Care as Predictors of Outcomes of Acute Inpatient Treatment, 48
social and psychological disturbances.
PSYCHIATRIC SERVICE 1427 (1997). For research on addressing theemotional and spiritual factors that can affect heroin treatment
James Inciardi, “Drug Treatment in Prisons,” presentation at the
success or failure see Karen Miotto et al., Overdose, Suicide
Summit on U.S. Drug Policy, U.S. House of Representatives,
Attempts and Death Among a Cohort of Naltrexone-Treated Opioid
Committee on the Judiciary, Washington, D.C. (May 7, 1993), at
Addicts, 45 DRUG & ALCOHOL DEPENDENCE Apr. 1997, at 131, and
3–4. See also, Robert Hooper et al., Treatment Techniques in
Leslie Green, et al., Stories of Spiritual Awakening: The Nature ofCorrections-Based Therapeutic Communities, 73 PRISON J.,
Spirituality in Recovery, 15 J. SUBSTANCE ABUSE TREATMENT, 325.
60. Rao Rapaka & Heinz Sorer, Introduction, in DISCOVERY OF NOVEL
62. Alan Leshner, Addiction Is a Brain Disease, and It Matters, 278
OPIOID MEDICATIONS (Nat’l. Inst. on Drug Abuse Res. Monograph
Winter 2002 - Court Review 31
occurring neurotransmitters in the brain, such as dopamine
The use of
and serotonin. Dopamine produces immediate feelings of
naltrexone
pleasure and elation that reinforce certain behaviors, such as
eating or sex, and motivates repetition of these activities.67
addresses the
Dopamine is believed to be produced with the use of opiates. results of heroin opiates “can be more powerfully
“Serotonin is associated with the reinforcing effects of many
use due to
abused drugs through its mood regulating and anxiety reduc-
impulsive and
ing effects. Low levels of serotonin are associated with depres-
sion and anxiety.”68 The lack of stimulation by opioid recep-
compulsive
tors is believed to be a cause for low levels of dopamine and
behavior.
serotonin. The lack of these two chemicals is thought to pro-
duce depression, which in turn produces the craving for the
heroin to relieve feelings of depression and to restore feeling
In studies dealing with positive and negative reinforcement,
pleasure or at least feeling “normal.”
it is believed that if pleasure responses can be secured artifi-
The cycle of addiction and compulsive and impulsive drug
cially a person will choose the artificial stimulation even over
use is compounded by biochemical change within the brain69
natural positive stimulation such as food or sex.
and cognitive-behavioral cues. The cycle of addiction is
[The] process in which a pleasure-inducing
started by positive reinforcement and then driven by negative
action becomes repetitive is called positive rein-
reinforcement. Heroin produces a strong pleasure effect, and
forcement. Conversely, abrupt discontinuation of
cognitively, the user decides to use the drug again to receive
alcohol, opiates, and other psychoactive drugs fol-
the same pleasurable effect. The opioid receptors of the brain
lowing chronic use . . . results in discomfort and
become addicted to the presence of the heroin and then require
craving. The motivation to use a substance in order
the heroin stimulation continuously. Here is where negative
to avoid discomfort is called negative reinforcement.
reinforcement takes control. The user no longer takes the
Positive reinforcement is believed to be controlled
heroin to feel pleasure, but to feel “normal.” The purpose in
by various neurotransmitter systems, whereas nega-
taking the heroin is to avoid painful sensations not to enjoy
tive reinforcement is believed to be the result of
pleasurable sensations. During drug treatment the addict will
adaptations produced by chronic use within the
desire to take heroin on two levels. Impulsive use will occur
due to cues in the environment or by memories of taking thedrug. The addict takes the drug almost without thinking about
The use of heroin creates both positive and negative rein-
the consequences. Compulsive (craving) drug use occurs due
forcement through its processing within the brain. The heroin
to the addict obsessing over the pleasure gained by the drug.
acts as an exogenous opiate within the brain and acts as a neu-
The addict thinks about the drug, and the thoughts drive the
rotransmitter for pleasure within the brain. The heroin pro-
duces a stronger pleasure reaction than endogenous opioids
The use of naltrexone addresses the results of heroin use
due to impulsive and compulsive behavior.70 But the issue
The chronic use of exogenous opiates within the pleasure-
treatment programs need to contend with is the cognitive
seeking system drives the need for the exogenous opiates, and
behavior of addicts in that they decide that life without heroin
the opioid receptors are now only stimulated by the exogenous
is not desirable and simply choose to stop taking the naltrex-
opiates, rather than by natural pleasure stimuli. “Natural rein-
one so that they can enjoy the pleasure of the heroin. The
forcers such as food, drink, and sex [which] activate [pleasure]
treatment therapy must create new cognitive pathways within
pathways in the brain [are replaced by the exogenous opiates]
the brain to allow for controlling the cravings71 for the heroin
as surrogates of the natural reinforcers.”66 It is also believed
and new behavior patterns to deal with the social factors of
that the use of these opiates and the negative reinforcement
their lives. Since human beings have the ability to cognitively
they produce (the need for the opiates to avoid pain due to
choose to do or not do something, drug treatment programs
lack of presence of the opiate) are aided by other natural
need to focus on how the individual addict handles life stres-
63. See, supra notes 21, 31–33.
for a series of articles on the biochemistry of addiction.
64. SHAMSHA, supra note 21 at 27.
70. See, supra notes 27–32 and accompanying text.
71. For general discussion on craving and drug use see, Raymond
Anton, What Is Craving? Models and Implication for Treatment, 23
67. Id. at 28. See also, Robert Swift, Medications and Alcohol Craving,
ALCOHOL HEALTH & RES. WORLD: J. NAT’L INST. ALCOHOL ABUSE &
23 ALCOHOL RES. & HEALTH: J. NAT’L. INST. ALCOHOL ABUSE &
ALCOHOLISM, 165 (1999); Stephen Tiffany, Cognitive Concepts of
ALCOHOLISM, 207 (1999). See also infra notes 69 and 71 for stud-
Craving, 23 ALCOHOL HEALTH & RES. WORLD: J. NAT’L INST.
ies dealing with craving and the biochemical dynamics of drug
ALCOHOL ABUSE & ALCOHOLISM, 215 (1999); and Mary Jo Breiner
et al., Approaching Avoidance: A Step Essential to the Understanding
68. SHAMSHA, supra note 21 at 27. See also, infra notes 69 and 71. of Craving, 23 ALCOHOL HEALTH & RES. WORLD: J. NAT’L INST.
69. See Neuroscience: Pathways of Addiction, 21 ALCOHOL HEALTH &
ALCOHOL ABUSE & ALCOHOLISM 197 (1999).
RES. WORLD: J. NAT’L INST. ALCOHOL ABUSE & ALCOHOLISM (1997)
32 Court Review - Winter 2002
sors and train the addict to resort to socially positive alterna-
Although the
tives to reduce stress, rather than resort to the use of heroin.
brain, there is some debate on thecause of addiction. For example,
literature is
VII. The biochemical and cognitive-behavioral aspects
settled on the
of drug addiction present the criminal justice sys-
fact that
tem with political as well as social policy issues.
The criminal justice system needs to contend with
addiction causes
the implications of the fact that drug addicts have
changes in the
altered brain chemistry, while maintaining its
brain, there is
inherent purpose of focusing on individual
accountability and responsibility. Conversely, drug
some debate on
treatment designers and drug addiction scientists
the cause of
must contend with the fact that personal responsi-
addiction.
bility and accountability will always be a demand
of policy makers and the public regardless of the
Heyman, while agreeing, “changes in brain function alter
Research on addiction shows that prolonged drug use
voluntary behavior,” notes that addiction is still a behavior of
“causes pervasive changes in the brain [and] the addicted
which social and economic costs can persuade addicts to end
brain is distinctly different from the non addicted brain” and
their addiction.76 Heyman asserts that there are two types of
this fact leads to the conclusion that on a general policy level
addicts, those who take drugs voluntarily and those who do so
“the addicted individual must be dealt with as if he or she is in
involuntarily. The former can be persuaded cognitively but the
a different brain state.”72 In other words, treat drug addicts as
latter will “not be persuaded by costs and incentives to stop
those whose minds have been “altered fundamentally by
using them.”77 O’Brien asserts that three factors should be
drugs.”73 Although the literature is settled on the fact that
kept in mind when considering addiction and how to deal with
72. Alan Leshner, supra note 62 at 46. See also, George Koob et al.,
abnormalities that are shared by all addictive disorders and
Neuroscience of Addiction, 21 NEURON 467 (1998). Some recent
2) those that relate to the selection of a particular substance
research has asserted that addiction can be traced to genetics, see
as the one that is preferred for addictive use. I would add
Thomas Kosten, Addiction as a Brain Disease, 155 AM. J.
that each set includes both genetic and environmental fac-
tors. Environmental factors in the development of the
73. Alan Leshner, supra note 62 at 46.
underlying neurobiological abnormalities include deficien-
74. Charles O’Brien, Progress in the Science of Addiction, 154 AM. J.
cies in the child’s caregiving environment during the first
PSYCHIATRY 1195, 1195 (1997). O’Brien asserted that
years of life, when the maturing brain is most sensitive to
Drug exposures . . . paired with environmental cues (per-
external influences and depends on particular qualities of
sons, places, things) . . . acquire the ability to activate the
interchange with the caregiving environment for healthy
same or complementary brain circuits even in the absence
development. Genetic factors in selection include geneti-
of the drug. Id. Drug-related cues alone have [been shown
cally based variations in 1) the sensitivity of the reward sys-
to produce] increases in limbic blood flow in formerly
tem to different substances, 2) the body’s sensitivity to
dependent cocaine users . . . . Drug cues have also produced
immediate aversive consequences of using a substance
increases in the metabolism of specific brain areas. Id. at
(such as flushing or standing ataxia after ingestion of alco-
hol), and 3) the intensity of the individual’s sensitivity tovarious painful effects [which are] associated with . . . neg-
This explains why addiction is considered to be a chronic disease.
Although the use of drugs has ended, pathways and brain chem-istry have been altered so as to produce the effects of the “disease”
See, Bruce Lawford et al., The D(2) Dopamine Receptor A (1) allele
although the agent causing the disease is no longer present. and Opioid Dependence: Association with Heroin Use and Response
Although this chemical analysis may be true, the choice of
whether to indulge in an impulse or compulsive need (chemically
NEUROPSYCHIATRIC GENETICS 592 (2000), for research showing that
created or not) is not destroyed. One still chooses to indulge a
heroin addicts that have a certain type of dopamine receptor are
desire and one chooses to frequent an area that provides those
more likely to drop out or fail a methadone treatment program
than those without this variation. The research noted that there
75. Aviel Goodman, Science of Addiction (Letter to the Editor), 155
were significantly more heroin addicts with this variation (TaqI
AM. J. PSYCHIATRY 1642, 1642 (1998). Goodman goes on to say
A(1) allele of the D(2) dopamine receptor) in a group of addicts
that had poor treatment outcomes compared to those who hadsuccessful treatment outcomes. The researchers also found that
I would describe addiction as a chronic condition that
19% of the heroin addicts had this variation compared to 4.6% of
develops through a process that involves complex interac-
a control group of people free from drug and alcohol use and free
tions over time between genetic and environmental factors.
from a family history of alcohol and drug use.
More specifically, I would propose that two sets of determi-
76. Gene Heyman, On the Science of Substance Abuse (Editorial), 278
nants are involved in the development of an addictive dis-
order: 1) those that concern underlying neurobiological
Winter 2002 - Court Review 33
political policy may not be aware or care about the science of
[T]he judiciary
addiction, especially if the idea of personal responsibility is not
should make
reflected in theories of addiction. For example, Congress has
recently restricted social security payments and other social
sure that a
benefits from those who have drug addictions.80 Similarly, the
proposed drug
judiciary should make sure that a proposed drug treatment
treatment
program modality includes personal responsibility and behav-
ior modification as one of the tools to address drug addiction.
Both the science of addiction and personal responsibility
modality includes biological issue involving brain
add to the understanding of addiction and addiction treatment. personal
Moral responsibility aside, drug addiction brings serious and
responsibility
chronic physical and social consequences.81
Heyman, three factors should be kept in mind when trying to
and behavior
understand addiction: “[1] drug use in addicts can be altered
modification as
by the proper arrangements of costs and benefits, [2] addictive
one of the tools
drugs reduce options but do not eliminate choice, and [3] the
biology of addiction is the biology of voluntary behavior.”82
to address drug addiction.
belittled in some of the litera-ture, there is value in the com-
mon belief that human beings think and thus can control their
Arthur H. Garrison is the criminal justice plan-
behavior. The ability to be responsible for an addiction accom-
ning coordinator for research and program eval-
panies the power to end addiction. The mere fact that one has
uation at the Delaware Criminal Justice
damaged his or her brain and formed neuropathways for cer-
Council. He is a member of the Society of Police
tain stimuli does not mean that the ability to choose has been
and Criminal Psychology. Garrison has pub-
destroyed. The fact that human beings have the ability to
lished articles in various journals, including the
think, learn (form new neuropathways), and choose between
New England Journal on Criminal and Civil
behaviors seems to be acknowledged as an afterthought by
Confinement, Journal of Police and Criminal
some of the literature on addiction. The political (used here to
Psychology, Police Studies, Issues in Child Abuse Accusations,
mean philosophical) view that behavior is a cognitively con-
American Journal of Trial Advocacy, and Juvenile and Family
trolled activity that is at least equal in the cause and mainte-
Court Journal. Garrison received his B.S. (1990) from Kutztown
nance of addictive behavior needs to be considered by treat-
University of Pennsylvania and his M.S. (1995) from West
ment program designers and neuroscientists. Those who make
Chester University of Pennsylvania.
78. Charles O’Brien, Dr. O’Brien Replies (Letter to the Editor in
PSYCHOL. 503 (2001). See also, Yih-Ing Hser et al., A 24-Year
Response to Dr. Goodman), 155 AM. J. PSYCHIATRY 1642 (1998). Follow-Up of California Narcotics Addicts, 50 ARCHIVES GEN.
PSYCHOL. 577 (1993); Edna Oppenheimer & Gerry Stimson,
79. Alan Leshner, supra note 62 at 45. Seven-Year Follow-Up of Heroin Addicts: Life Histories Summarized,
80. See, Carole Gresenz et al., Supplemental Security Income (SSI),Disability Insurance (DI) and Substance Abusers, 34 COMMUNITY
SIMPSON & B. SAUL SELLS, OPIOID ADDICTION AND TREATMENT: A 12
81. For studies on long-term affects of heroin use see, Yih-Ing Hser et
82. Gene Heyman, supra note 76 at 16.
al., A 33-Year Follow-Up of Narcotics Addicts, 58 ARCHIVES GEN. COURT REVIEW AUTHOR SUBMISSIONS WELCOME Court Review invites the submission of original articles, essays, and book reviews. Court Review seeks to provide practical,useful information to working judges. In each issue, we hope to provide information that will be of use to judges in theireveryday work, whether in highlighting new procedures or methods of trial, court or case management, providing substan-tive information regarding an area of law likely to be encountered by many judges, or by providing background informa-tion (such as psychology or other social science research) that can be used by judges in their work. Guidelines for thesubmission of articles, essays, or book reviews for Court Review are set forth in detail on page 19 of this issue. For moreinformation, contact Court Review's editor, Judge Steve Leben, at (913) 715-3822 or by e-mail: sleben@ix.netcom.com. 34 Court Review - Winter 2002
Medicine Talk Asthma is a chronic, non-contagious inflammatory disorder of the airways. People with asthma experience recurrent episodes of wheezing, coughing and shortness of breath. Approximately 5% of Americans have asthma. Over the past 12 years, the cases of asthma have increased drastically and it is now the leading chronic illness among children. What leads to the developm
Selected References Overview of Effective Symptom Management for MS Archibald CJ, McGrath PJ, Ritvo PG, et al. Pain prevalence, severity and impact in a clinic sample of multiple sclerosis patients. Pain . 1994;58:89-93. Benrud-Larson LM, Wegener ST. Chronic pain in neurorehabilitation populations: prevalence, severity and impact. NeuroRehabilitation . 2000;14:127-137. Chang YJ, H