Langenbecks Arch SurgDOI 10.1007/s00423-005-0002-8
disease (GERD) by anti-reflux surgeryrespecting the functional–morphologicalrestoration of the esophagus
also dealt with during the operation.
restoration of functional morphology.
R. Horstmann (*) . C. Classen .
S. RöttgermannDepartment of Surgery, Herz
125.2±12.7 points in the follow-up.
operatively, all patients underwentendoscopy, pH metry and manometry.
Department of General Surgery,Muenster University Hospital,
investigated, or have even been ignored. In 1968 and 1978,Stelzner and Lierse [, ] demonstrated that the muscle
Numerous mechanisms and various factors have been
fibres of muscularis propria of the esophagus run in a spiral
proposed as possible causes of heartburn. The sensation of
and are arranged horizontally with respect to the stomach. An
heartburn is directly provoked by stimulation of esophageal
increase in the longitudinal tension of the esophagus pro-
chemoreceptors by an abnormal gastroesophageal acid re-
duces the so-called “stretch closure”. This can open only if, at
flux, dependent on the pH of the acid from the stomach and
a given basic tone, the closure segment can further contract
the duration of its action [. Local irritation of the esoph-
and the fibres can shorten still further. The opening of the
ageal mucosa by foodstuffs, stretching of the esophagus by
closure segment is therefore an active process, but can also
large volumes of reflux, a hypersensitive esophagus and
occur passively. This happens as the result of a decrease in
functional complaints are of subordinate importance ].
basic tone caused by shortening of the entire esophagus, for
According to most investigators the functioning of the
example, in a case of axial hiatus hernia. In this case, the
lower esophageal sphincter (LES) plays a crucial part in the
“stretch closure” becomes incompetent. Furthermore, there is
pathogenesis of gastroesophageal reflux disease (GERD)
a physiological reflux of gastric juice into the esophagus even
(Fig. ). In present-day diagnostic investigations it is demon-
in healthy people ]. The postprandial distension of the
strated by intra-esophageal measurements of pressure and pH
stomach triggers a transient relaxation of the reflux barrier,
]. However, the morphological principles of the closure
which allows the physiological expulsion of swallowed air
mechanism are, for the most part, unknown, have not been
These morphological investigations of Stelzner have dem-
onstrated that operative therapy for gastroesophageal refluxdisease (GERD) must fulfil the following requirements:
. Retensioning (or restretching) of the esophagus
. Lasting maintenance of esophageal tension
In the present study, Stelzner’s concept of anti-reflux
surgery in terms of the morphological requirements men-tioned above was proven for symptomatic patients. Thetherapeutic goal, namely freedom from long-term symp-toms of GERD, especially heartburn, was determinedduring follow-up by measuring the gastrointestinal qualityof life index (GQLI) proposed by Eypasch et al. in amean follow-up of 4 years.
Between January 1999 and December 2000, 221 patientswith symptoms of GERD were treated via surgery. Beforethe operation, all patients underwent esophagogastroscopytogether with diagnostic testing (pH measurement and
Fig. 1 Suggested pathogenesis of GERD (according to Stelzner [
manometry). All patients had been treated preoperatively
]). The muscle fibres of the tunica muscularis propria of the
with proton pump inhibitors (PPIs) for at least 6 months.
esophagus run spirally and are arranged horizontally with respect to
After excluding those patients who declined to participate
the stomach. When the longitudinal tensioning of the esophagus is
(n=7) and those with serious pathological changes in the area
present (existing), the so-called “stretch closure” results (a). The esoph-
agus can open only if, at a given basic tone, the occluded segment can
of the gastroesophageal junction (peptic stricture, n=3;
further contract and the fibres can shorten still more. Any shortening
Barrett n=26), there remained 185 patients who were in-
of the esophagus, as may occur in a case of axial hiatus hernia, will
cluded in the study. Their mean age was 52.7 years (16–79
lead to diminution of basic tone and with it the active contractile force
years). There were 102 women and 83 men. The duration of
with consequent incompetence of stretch closure (b). The functional–
morphological concept of anti-reflux surgery includes the restoration
the patients’ symptoms was on average 10.5 years (0.5–50
of this “stretch closure” by retensioning the entire esophagus using
years), while the mean duration of medical treatment was 4.1
three layers (c): the hiatoplasty which is strengthened by a polypro-
years (0.5–40 years). Postoperative questioning was carried
pylene mesh (arrow), coaption of diaphragmatic crura and the fundus
out with a standardised questionnaire in the fall of 2003, a
cuff which acts as a “spacer” between the diaphragm and the cardia
median of 45 months after the operation (30
and fixes the gastroesophageal junction within the abdomen
Fig. 2 Essential steps of anti-reflux surgery. Because the esophagus(*) is mobilised over a long distance within the mediastinum (7–
10 cm), the gastroesophageal junction can be safely displaced intothe abdomen with the aid of a silicone tape, and the esophagus can
Sixty-seven (36%) patients with a history of non-erosive
thereby be retensioned (a). Reconstruction of the gap in the dia-
reflux disease (NERD) had no demonstrable mucosal
phragm dorsal to the esophagus with non-absorbable single knotsutures (b), reinforced by an alloplastic mesh (c) and by the
lesions in the esophagus at any time, while 118 patients
posterior wall of the fundus (d), provides a stable, three-layered
(64%) had signs of esophagitis of differing severity. At
cushion (counterfort) for the cuff, which then, acting as a spacer,
endoscopy performed immediately before the operation,
covers the posterior circumference of the esophagus to an extent of
inflammatory changes were still seen in 23 patients,
180° only, and is then fixed on both sides with a short continuoussuture to the esophagus (‘short floppy Toupet’). In this way, any
although this was due to the influence of PPI medication.
narrowing of the esophagus by the crura of the diaphragm and by
After stopping PPI intake for 5 days, pH measurement was
the cuff can be avoided and physiological reflux can be guaranteed
performed in all patients, with the mean duration of datarecording amounting to 21.4 h (16.5–25 h). The percentagetime with pH of below 4 was 17.7% (1.5% to 96.3%). Inview of the physiological reflux phases, a value of less than
4.5% is regarded as normal, while values exceeding 4.5%are considered abnormal. The median DeMeester score was
After dividing the lesser omentum in the area of its pars
81.4 (6.5–298.9). A value greater than 14.72 was regarded
flaccida, the right crus of the diaphragm was exposed. The
as abnormal. This method failed to demonstrate abnormal
next step was to reposition the contents of the hernia in front
reflux in 27 patients. The median resting pressure in the
of the aorta, so as to expose the left crus of the diaphragm
lower esophageal sphincter (LES) was 19.7 mmHg (4–
dorsal to the esophagus, and to follow it ventrally. After
30.2 mmHg), and in these cases pressures of below 20
ventral dissection of the hernial sac, a silicone tape was
or over 50 mmHg [were defined as abnormal. No case
passed round the esophagus and the gastroesophageal junc-
of achalasia, diffuse esophageal spasm or supersqueezer-
tion was drawn caudally. In this way, the esophagus could be
esophagus was observed, but in a total of 68 patients there
mobilised under direct vision far into the mediastinum, care
was decreased LES pressure and in some cases additionally
being taken to protect the branches of the vagus nerve. The
a non-specific motility disorder-like decrease in esophageal
esophagus was dissected free from its mediastinal adhesions
amplitude of less than 30 mmHg or a propagation speed
around its circumference for a distance of 7–12 cm, so that
exceeding 20 cm/s. No abnormal parameters of any kind
the gastroesophageal junction was located in the abdomen
were found in manometry in 117 patients (63%).
and the esophagus was kept under tension by traction on thesilicone tape.
Permanent maintenance of esophageal tension
All operations were conducted by a standardised proceduredivided into three steps according to the above-named
To avoid any tendency of the gastroesophageal junction to
slide back into the mediastinum and to create an adequate
place for its fixation, a stable dorsal hiatoplasty was per-
Table 2 Questionnaire for appraisal of quality of life (modified
formed. This was the essential component of the reconstruc-
from []), showing mean values for the normal population
tion and consists of three layers. First, the two more or less
gaping diaphragmatic crura were coapted with non-absorb-able single knot sutures (Ethibond®, Gauge 0, Ethicon). We
took care that the esophagus would not be narrowed by the
diaphragmatic crura if traction on the silicone tape was
relaxed. The hiatoplasty was then strengthened by a poly-
propylene mesh (Prolene®, Ethicon) measuring about
3×6 cm, and cut so as to have its cranial margin concave
(this prevents any irritation of the esophagus by the mesh).
When fixing the net with the hernia stapler (CMS®,
Ethicon), care had to be taken that the upper margin of the
mesh came to lie below the cranial coaptation suture of the
diaphragmatic crura. The third layer consisted of the fundus
itself. In order to place it without tension, it was mobilised in
the usual fashion by dividing the short gastric vessels. In this
way, it could then be placed dorsal to the esophagus onto the
hiatoplasty, and is completely covering the polypropylene
mesh. To secure it to the left and right of the esophagus in the
form of a bilateral fundophrenicopexy, it was fixed to the
diaphragm by two single knot sutures. The main purpose of
this fixation was to ‘cranialise’ the cuff and thus to prevent
any contact between the esophagus and the polypropylene
Bodily appearanceStrength, stamina, fitness
The distal part of the esophagus and the gastroesophageal
junction rested upon the fundus ‘as if on a cushion’. Finally,
the distal esophagus was fixed in this site by two shortcontinuous sutures, so that a posterior 180° hemifundopli-
cation is formed and physiological reflux is possible.
Gastrointestinal quality of life was determined by standard-ised questionnaires according to Eypasch [This GQLIconsisted of 36 questions regarding symptoms, bodily,
plications. Intra-abdominal adhesions merely led to some
mental and emotional well-being, and social relationships,
prolongation of operating time, and in two cases an injury to
and leads to a score of between 0 and 144 points (Table
the spleen capsule had to be treated with fibrin glue. In one
In all patients the preoperative score was compared with
case an injury to the esophagus was noted during the oper-
the postoperative score and with the score of the normal
ation and was oversewn. The median operating time was
population without heartburn (reference group, n=50).
74 min (55–157 min). Postoperatively, small pleural ef-
Differences in quality of life were tested for significance by
fusions were noted in 15 patients, but puncture was nec-
the Kruskal–Wallis test (p< 0.05).
essary in one case only. Six patients developed pneumonia,atelectasis was observed in seven patients, and postopera-tive lung oedema occurred in two. All these complications
were treated conservatively with success.
In the long-term course, 93% were followed up for a
median of 45 months. It was necessary to perform anesophago-gastro-duodenoscopy in 12 patients. Three pa-
The surgical procedures, 185 in total, were completed
tients had problems due to a diet mistake; in these patients,
without any serious intraoperative or postoperative com-
a food bolus was removed during esophagoscopy. Nine
patients were suspected to have a recurrence of reflux
esophagitis and hiatus hernia. In these patients an esoph-
agoscopy and gastrographin swallow was performed with
the result of a recurrence in four patients (recurrence rate of2.3%).
Preoperatively, all the patients with GERD had a signifi-
cantly poorer quality of life (81.6±12.4 points) than the
normal population (132.9±10.5 points). In particular, the
patients had more symptoms in the form of heartburn,
sensations of epigastric fullness and abdominal pain (45.3±7
points), and displayed significantly higher emotional labilityin the form of sadness, frustration and anxiousness (9.9±2.7points) than the normal population. The patients also report-ed significant limitation in their physical activities, affecting,
difference between the patients and the normal population
for example, strength, vitality and fitness (14.5±4.5 points),
and social activities (10.6±2.7 points) as compared with thenormal population (26.3±1.2 points) together with morefrequent intake of drugs (Table
At the time of follow-up, the cardinal symptoms of
heartburn and acid regurgitation were still reported by 10
By means of anatomical investigations, Stelzner and Lierse
patients (Table ). In four or these patients pH measurements
demonstrated that the reflux barrier is not represented by a
showed objective evidence of renewed abnormal acid reflux
well-defined sphincter as known for anorectal continence
and on gastroscopy a gaping cardia, so that laparoscopic re-
, , It is rather dependent on the longitudinal
intervention was indicated (2.3%). The rate of reoccurrence
tension of the muscle fibres, the so-called “angio-muscular
of severe symptoms was 5.8%. Six of these symptomatic
stretch-closure”, to such an extent that, at a given basic tone
patients causally showed a fresh mucosal tear (1), gastritis
throughout the entire esophagus, it is opened by shortening,
(3), or a reactive depressive illness with a tendency to soma-
e.g. by swallowing and closed in a tensioned condition. The
tisation (2). They were treated with proton pump inhibitors,
more relaxed the distal esophagus (for example, in a case of
and in some cases a tranquilizer in low doses. A further 21
axial hiatus hernia), the more incompetent is the muscle
patients (12.2%) reported that they occasionally took PPIs,
spiral, which does indeed possess its own intrinsic tone, but
usually after dietary indiscretions. Swallowing problems of
its active contractile power has been largely lost by passive
the nature of dysphagia were a common problem in the early
postoperative phase. Many patients also complained of
Based on these pathophysiological considerations, the
undue flatulence and sensations of fullness in the mid-term.
functional–morphological concept of anti-reflux surgery
Symptoms were treated by medication. At follow-up more
must include the restoration of this “stretch closure” by
than 3 years postoperatively, these side effects had receded
retensioning the entire esophagus. All previously described
into the background. The operation was successful in sig-
modifications of the fundus cuff have achieved just such a
nificantly improving quality of life (125.2±12.7 points),
retensioning of the esophagus. Irrespective of its config-
symptoms (69.1±5.7 points), emotional lability (16.7±3.7
uration (180° or 360° cuff), the cuff itself acts as a “spacer”
points) and physical (22.8±4.4 points) and social impairment
between the diaphragm and the cardia and fixes the
(13.3±2.1 points), where results no longer showed any
gastroesophageal junction within the abdomen (“junction-
pexy”), thus representing the precondition for a relaxation
is responsible for the occurrence of GERD, our results
of the muscle fibres. Improvement of the reflux barrier is
showed that reduced LES pressure was present in only one
therefore explained by the stretching of the muscle fibres in
third of symptomatic patients. Moreover, as has been shown
the entire organ rather than by direct conduction of pressure
in this and other studies, even patients with normal LES
through the fundus cuff or by the influence of the abdom-
pressure benefit from the improvement in their symptoms
after laparoscopic fundoplication [the operation corrects
Traditional measures used to diagnose GERD include pH
reflux irrespective of the resting LES pressure []. We
metry, manometry and endoscopy of the esophagus. In recent
therefore do not use manometry of the esophagus for routine
years, however, there has been a growing interest in
diagnosis of GERD. However, a manometry should be
measuring the quality of life for diagnosis and evaluation
routinely performed in patients who are suspected to have
of the success of either medical or surgical treatment of
motility disorder of the esophagus, e.g. achalasia, diffuse
GERD ]. In our clinic, pH metry, endoscopy of the
spasmus of the esophagus or nutcracker esophagus.
esophagus and measurement of quality of life are used for
Currently, proton pump inhibitors (PPIs) represent the
diagnosis and assessment of the outcome of surgical
gold standard for treatment of GERD, but as PPIs do not
treatment of GERD, whereas manometry is not routinely
restore the anti-reflux barrier, lifelong medication is required
used. pH metry correlated well with the symptoms of GERD
in most cases. Newly developed endoscopic anti-reflux tech-
in this study. Preoperatively, 85.4% of all patients showed an
niques (EAT) have demonstrated potential treatment advan-
increased DeMeester score. In particular, pH metry is a
tages (e.g. less invasiveness, shorter hospital stay) but failed
powerful diagnostic tool for patients who are suspected to
to show long-term effectiveness, durability, and safety in the
have functional disorders []. However, it should be kept in
treatment of GERD since they do not restore the function and
mind that the sensitivity of pH metry can be restricted in
morphology of the esophageal reflux barrier , ]. There-
cases of non-compliant patients who have not interrupted
fore, laparoscopic fundoplication can be considered as an
their acid-suppressing treatment for at least 1 week before pH
attractive alternative to PPIs and EATs, especially in young
metry or in patients with a hypersensitive esophagus ].
and fit patients [, ]. Nissen fundoplication using a
Endoscopy of the esophagus together with a histological
“floppy” 360° wrap is favored by most surgeons around the
examination should be routinely performed in order to
world, probably because it is easy to perform. The Toupet
exclude patho-morphological findings, e.g. stenosis, bleed-
procedure, a partial posterior 270° wrap, was more recently
ing, metaplasia and dysplasia of the esophagus. Patients with
reported to be as effective as the 360° Nissen procedure but
these findings were excluded in this study because of the
associated with fewer postoperative problems ]. The
difference in treatment and screening. Among all patients
anatomical investigations of Stelzner and Lierse demonstrat-
with heartburn as symptom for GERD in this study, only
ed why it is possible to control the gastroesophageal reflux by
63.8% showed esophagitis. This poor correlation can be
a fundoplication when the following requirements are
explained by the non-erosive reflux disease (NERD) [].
fulfilled. The esophagus should be adequately retensioned
Since GERD significantly affects the quality of life of
by mobilizing it in the lower mediastinum and displacing the
patients, quality of life scales are emerging as an additional
gastroesophageal junction safely into the abdomen with the
important factor in determining the role of surgery in the
aid of a silicone sling. By locating the gastroesophageal
treatment of GERD and in selecting a treatment option
junction into the abdomen and performing a fundophrenico-
between medical and surgical therapy for these patients.
pexy, a restoration of the angle of His is also possible. In this
Comparison of generic (e.g. SF-36) and disease-specific
context, a Collis gastroplasty is not necessary, and any such
quality of life scales (e.g. GERD-HRQL) for GERD suggests
measure would not be in accordance with the principle of the
that generic instruments are less sensitive in measuring the
operation Reconstruction of the hiatus in the diaphragm
effects of treatment of GERD ]. We therefore developed a
dorsal to the esophagus, strengthened by alloplastic material
disease-specific quality of life questionnaire based on the
and the posterior wall of the fundus, produces a stable, three-
gastrointestinal quality of life score according to Eypasch
layered bed—a “counterfort” for the cuff, which then func-
This questionnaire could be easily managed in the clinic
tions as a “spacer”, covering only 180° of the posterior
since it takes less than 10 min to fill out. In this study, all
circumference of the esophagus (“short floppy Toupet”).
quality of life scales were significantly improved after
Through this technique, any narrowing caused by the crura of
surgical treatment of GERD, showing no difference when
the diaphragm and by the cuff can be avoided, so that phys-
compared with those of the normal population, which
iological reflux can be guaranteed after a short adaptation
indicates that quality of life represents an important endpoint
phase. The concept of strengthening the hiatoplasty by a PP
for clinical trials concerning GERD. The importance of lower
mesh originated from our excellent experience with PP
esophagus sphincter (LES) pressure in the pathogenesis of
meshes in laparoscopic inguinal hernia surgery. In this study
GERD is at present the subject of controversy ].
no mesh-associated complications, e.g. migration, esophagus
Contrary to the general perception that reduced LES pressure
In summary, based on anatomical investigations of the
the excellent long-term results comprising a significant
pathogenesis of GERD, a causal treatment can only be
improvement in quality of life and low recurrence rates, the
achieved by anti-reflux surgery that considers the functional
functional–morphological concept of anti-reflux surgery
morphology of the tension-dependent “stretch-closure” of
should be considered as an attractive alternative option,
the esophagus, whereas PPIs and the newly developed EATs
especially in young and fit patients.
represent only symptomatic therapeutic approaches. Due to
tion closing of the terminal esophagus.
22. An evidence-based appraisal of reflux
öhre. Further investigations of insuffi-
the terminal esophagus (author’s trans-
oesophageal reflux in healthy people.
for gastroesophageal reflux disease.
24. Contini S, Bertele A, Nervi G, Zinicola
lower esophageal sphincter relaxation.
sults obtained during the initial experi-
quality of life index. A clinical index for
tomatic erosive esophagitis: the U.S.
26. Klinkenberg-Knol EC, Nelis F, Dent J,
safety, and influence on gastric mucosa.
(1996) Is motility impaired in the entire
de l’operation d’Heller dans les cardi-
P, Schumacher B (2005) Nonresorbablecopolymer implantation for gastro-esophageal reflux disease: a random-ized sham-controlled multicenter trial. Gastroenterology 128:532–540
Causes severe irritation of eyes, skin and mucous membranes. Harmful to aquatic organisms, may cause long-term adverse effects in the aquaticAvoid breathing vapors or mists of this product. Inhalation of vapors or mists of the productmay be irritating to the respiratory system. Ingestion is not expected to be a primary route of exposure for this product under normal usePotential routes of e
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