Looking for the Pony in the HERS Data
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Editorial Looking for the Pony in the HERS Data
One of the great public health advances of the last Hypertension(DASH)-sodiumtrialforhighbloodpressure.2
century was the development of the randomized,
The rationale for the post hoc subgroup analyses in HERS is
controlled clinical trial, which is designed to control
different. Can we find a subgroup of women who might be
for known and unknown differences in persons who take or
benefited or harmed by HRT when the overall results show
do not take medication (by the use of randomization), and for
the effects of patient and provider expectation (by the use of
It can be argued that subgroup analysis of null results is
akin to “looking for the pony.” In this modern fable, a man
has two sons, one a hopeless pessimist and the other anunrealistic optimist. Determined to change their thinking to a
The late Reuel A. Stallones was fond of teaching that
less extreme position, the man buys a room full of toys for the
clinical trials are done during a narrow window of opportu-
pessimist and a room full of horse manure for the optimist.
nity when there is enough evidence for benefit to justify the
When he returns later, the pessimist is crying because his toys
time and expense of the trial, but not so much evidence that
are already broken or soon will be. In contrast, the optimist is
it would be unethical to deprive participants of the “active”
happily shoveling through his gift, explaining, “With all that
treatment by assigning them to placebo. This window is
manure there must be a pony in there somewhere.”
particularly difficult to achieve when the medication has been
When the original HERS results were published in 1998,1
in use for many years, its benefit has been demonstrated
the authors already had looked very hard for the pony, which
repeatedly in epidemiological studies and in clinical practice,
in this case consisted of characteristics that might explain the
and when the thought leaders and major medical organiza-
unexpected results of the HERS trial. In the present issue of
tions have already recommended its widespread use. Circulation, Furberg and colleagues3 publish the results of
Such was the case with hormone replacement therapy
multiple subgroup analyses from HERS. They report 9
(HRT) and the prevention of heart disease. At the beginning
statistically significant interactions—that is, subgroups of
of the Heart and Estrogen/progestin Replacement Study
women who did better or worse in the HRT group than in the
(HERS), a secondary prevention trial of estrogen in post-menopausal women with heart disease, several experts opined
placebo group, either overall or in the first year when excess
that this trial was unnecessary at best and unethical at worst,
cardiovascular events were observed. These 9 statistically
given the consistency of the observational data, which cer-
significant comparisons out of 172 comparisons (86 tests for
tainly looks very impressive in a meta-analysis, and the
first-year outcomes and 86 for cumulative 4-year outcomes)
plethora of potential cardioprotective mechanisms for estro-
approximate the 5 out of 100 differences expected by chance
gen that have been demonstrated in vivo and in vitro.
It was therefore more than a bit of a shock when the HERS
There is no scientific way to reduce the number of
trial results showed no overall benefit to HRT and a com-
associations sought in post hoc analyses or to determine
pletely unexpected early excess of cardiovascular events.1
which of the observed associations were not due to chance.
The reaction of the research and clinical community to these
The authors emphasize that they sought biologically plausible
results has been one of disbelief and denial accompanied by
associations, but previously implausible associations some-
a frantic search for possible explanations for the “trial
times prove to be coherent in the context of new discoveries
in biology or physiology. More importantly, biological plau-
Subgroup analyses often are used to show that benefit in
sibility is quite easy to theorize; anyone with 2 hours and a
subgroups parallels benefit in the study overall. For example,
it is useful and reassuring to know that results are equivalent
For example, Furberg et al3 report more heart disease for
in different age, sex, and ethnic groups, as illustrated in a
women assigned to HRT who were also taking digitalis, and
recent subgroup analysis of the Dietary Approaches to Stop
less heart disease for women smokers who were assigned toHRT. Both of these associations are biologically plausible, in
The opinions expressed in this editorial are not necessarily those of the
a stretch. Like estrogen, digitalis is a steroid and could have
editors or of the American Heart Association.
estrogen-like effects; perhaps too much estrogen is a bad
From the Department of Family and Preventive Medicine, University
thing. Women smokers treated with HRT have lower levels of
of California, San Diego, La Jolla, Calif.
Correspondence to Elizabeth Barrett-Connor, MD, Department of Family
estradiol than do nonsmokers; in this case, smoking prevents
and Preventive Medicine, University of California, San Diego, 9500 Gilman
“too much” estrogen. In a previously published subgroup
Dr, La Jolla, CA 92093-0607. E-mail ebarrettconnor@ucsd.edu
analysis,4 there was an apparent cardiovascular benefit for
(Circulation 2002;105:902-903.) 2002 American Heart Association, Inc.
women with high lipoprotein(a) levels at baseline and harmfor those with low lipoprotein(a). The benefit is plausible, the
Circulation is available at http://www.circulationaha.org DOI: 10.1161/hc0802.105717 902 Barrett-Connor Looking for the Pony in the HERS Data 903
HERS subgroup analyses do suggest that HRT works in
adverse events, showed no benefit.10,11 Letters to trial partic-
qualitatively different ways among a few subgroups. As
ipants after the second and third year of the Women’s Health
concisely stated by Sackett and colleagues,5 however, the
Initiative, in which one third of women are taking unopposed
statistics of determining subgroup prognoses are about pre-
estrogen, report an excess of heart disease and stroke.12
diction, not etiology. “They are indifferent to whether the
Thus, all clinical trial data with CHD outcomes published
prognostic factor is physiologically logical . . . or a biologi-
to date support the revised American Heart Association
cally nonsensical and random, noncausal quirk. . . .” There-
position that estrogen should not be prescribed to prevent or
fore, even when the difference in response makes biological
treat CHD.13 The present publication does not suggest any
sense, if it was not hypothesized before the trial and is not
subgroup likely to obtain benefit. The clinical trial results do
supported by similar results from another trial, the observa-
not exclude the possibility that physiological levels of endog-
tion should not override conclusions based on the overall
enous estrogen are cardioprotective.
HERS is not the first trial showing that best clinical
Furberg et al3 have done a wonderful job indicating the
practice can be misinformed when not evidence-based. In the
caveats and limitations of multiple post hoc subset analyses.
recent past, clinical trials have shown that although medicine
So then why perform these post hoc analyses? Any results
corrected dangerous cardiac arrhythmias, the patient was
will remain suspect unless confirmed in another trial. Never-
harmed rather than helped,14 and that, despite the strong and
theless, despite the dangers of wrong conclusions, it would
biologically plausible reason to hope that the antioxidant
make no more sense to answer only the “main” question in a
vitamin E would prevent cardiovascular disease, it does not.15
large clinical trial than it would to have a large observationalstudy and not explore the data for disease associations
References
unimagined when the cohort was established. One thing is
1. Hulley S, Grady D, Bush T, et al. Randomized trial of estrogen plus
clear: None of the interactions reported by Furberg and
progestin for secondary prevention of coronary heart disease in post-menopausal women. Heart and Estrogen/progestin Replacement Study
colleagues3 seems likely to explain the null cardiovascular
(HERS) Research Group. JAMA. 1998;280:605– 613.
2. Vollmer WM, Sacks FM, Ard, J, et al. Effects of diet and sodium intake
Can we salvage a hypothesis in the face of a negative trial?
on blood pressure: subgroup analysis of the DASH-sodium trial. Ann
Early in the Lipid Research Clinic (LRC) Coronary Primary
Intern Med. 2001;135:1019 –1028.
3. Furberg CD, Vittinghoff E, Davidson M, et al. Subgroup interactions in
Prevention Trial, when the cholesterol– heart disease hypoth-
the Heart and Estrogen/Progestin Replacement Study: lessons learned.
esis was first being tested, investigators were given teaching
Circulation. 2002;105:917–922.
slides prepared by the program office. One of these slides
4. Shlipak MG, Simon JA, Vittinghoff E, et al. Estrogen and progestin,
listed 6 or 7 reasons why the LRC trial results could be
lipoprotein(a), and the risk of recurrent coronary heart disease events aftermenopause. JAMA. 2000;283:1845–1852.
negative and the lipid hypothesis could still be true. Similar
5. Sackett DL, Straus SE, Richardson WS, et al. Evidence-Based Medicine.
convolutions followed the release of the HERS results. It was
How to Practice and Teach EBM. 2nd ed. London: Churchill Livingstone;
variously proposed that the HERS study was too small and
6. Simon J, Hsia J, Cauley JA, et al. Postmenopausal hormone therapy and
too short; events were too few; the women were too old, too
risk of stroke: the Heart and Estrogen/progestin Replacement Study
sick, or too noncompliant; and the wrong estrogen or the
(HERS). Circulation. 2001;103:638 – 642.
wrong progestin was studied, possibly in the wrong dose as
7. Clarke S, Kelleher J, Lloyd-Jones H, et al. Transdermal hormone
well. Further, it was only one trial and probably a fluke.
replacement therapy for secondary prevention of coronary artery diseasein postmenopausal women (abstract P 1194). Eur Heart J. 2000;
Now, 3 years after HERS, we still have no clinical trial
evidence that HRT reduces the risk of coronary heart disease
8. Herrington DM, Reboussin DM Brosnihan B, et al. Effects of estrogen
(CHD) events. The 4 published secondary prevention trials
replacement on the progression of coronary artery atherosclerosis. N Engl
have shown no benefit to HRT. HERS showed fatal and
9. Viscoli CM, Brass LM, Kernan WN, et al. A clinical trial of estrogen-
nonfatal CHD as the primary outcome1 or stroke as a
replacement therapy after ischemic stroke. N Engl J Med. 2001;345:
secondary outcome6; the Papworth Hormone-replacement
therapy Atherosclerosis Survival Enquiry (PHASE) study
10. Hemminki E, McPherson K. Impact of postmenopausal hormone therapy
showed fatal and nonfatal CHD including hospitalization for
on cardiovascular events and cancer: pooled data from clinical trials. BMJ. 1997;315:149 –153.
unstable angina as the primary outcome;7 the Estrogen
11. Hemminki R, McPherson K. Value of drug-licensing documents in
Replacement and Atherosclerosis (ERA) study showed quan-
studying the effect of postmenopausal hormone therapy on cardiovascular
titative coronary angiography as the primary outcome8; and
disease. Lancet. 2000;355:566 –569.
12. Rossouw J. Early risk of cardiovascular events after commencing
the Women’s Estrogen and Stroke Trial (WEST) showed
hormone replacement therapy. Curr Opin Lipidol. 2001;12:371–375.
stroke as the primary outcome.9 In HERS, women were
13. Mosca L, Collins P, Herrington DM, et al. Hormone replacement therapy
treated with conjugated equine estrogen and medroxyproges-
and cardiovascular disease: a statement for healthcare professionals from
terone acetate; in PHASE, active treatment was transdermal
the American Heart Association. Circulation. 2001;104:499 –503.
14. The Cardiac Arrhythmia Suppression Trial (CAST) Investigators. Pre-
estradiol plus norethisterone; in ERA, conjugated equine
liminary report: effect of encainide and flecainide on mortality in a
estrogen with or without medroxyprogesterone acetate; and in
randomized trial of arrhythmia suppression after myocardial infarction.
WEST, oral 17- estradiol. No results from primary preven-
N Engl J Med. 1989;321:406 – 411.
tion trials specifically designed to examine the effect of HRT
15. The Heart Outcomes Prevention Evaluation Study Investigators. Vitamin
E supplementation and cardiovascular events in high-risk patients. N Engl
on CHD events have been published, but a pooled analysis of
26 small, short trials of HRT, mostly using unopposedestrogen, with CHD or cardiovascular disease noted as
KEY WORDS: Editorials Ⅲ trials Ⅲ hormones Ⅲ heart disease
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