Six-month Depression Relapse Rates among Women Treated with Acupuncture
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Department or institution to which the work should be attributed:
Department of Psychology University of Arizona, PO Box 210068 Tucson, AZ 85721-0068
Until June 30, 2001 After July 1, 2001
the published version of this manuscript)
Phone, FAX, and email at any time (520) 626-5401 Voice, (425) 940-5948 FAX Email: jallen@u.arizona.edu Source of Support: Grant R21-RR09492-01 from the National Institutes of Health Office of Alternative Medicine. Running Head: DEPRESSIVE RELAPSE FOLLOWING ACUPUNCTURE Abstract
Conventional treatments for Major Depression, although reasonably effective,
leave many without lasting relief. Alternative approaches would therefore be welcome
for both short- and long-term treatment of depression. Thirty-eight women were
randomized to one of three treatment conditions in a double-blind randomized controlled
trial of acupuncture in depression 1. All participants eventually received eight weeks of
acupuncture treatment specifically for depression. From among the 33 women who
completed treatment, 79% were interviewed at six-month follow-up. Relapse rates were
comparable to those of established treatments, with 24% of those who achieved full
remission at the conclusion of treatment experiencing a relapse six months later.
Compared to other empirically validated treatments, acupuncture designed specifically to
treat major depression produces results that are comparable in terms of rates of response
and of relapse or recurrence. These results suggest a larger trial of acupuncture in the
acute- and maintenance-phase treatment of depression is warranted.
Key Words : Major Depression, Treatment, Acupuncture, Relapse, Recurrence Introduction
Depression frequently recurs, even among those successfully treated with
pharmacotherapy, psychotherapy or combined treatments. Following acute
treatment, naturalistic follow up across six to 36 months reveal relapse and recurrence
rates ranging from approximately 20% to 80% 2-4. Even with continued treatment a
substantial proportion (10% to 34%) of treatment responders re-experience depression
regardless of the type of treatment received 3 5-12, with larger rates of re-emergence (52%-
70%) during long-term treatment for more severe depression 9 13. Cognitive and
interpersonal therapies for depression may provide some benefit in maintaining treatment
gains, but are not immune from the specter of relapse. Relapse rates with maintenance
psychotherapies range from 17% with weekly visits over 8 months to 60% with monthly
These data highlight the recurrent nature of depression, even during the course of
long-term treatment, and underscore the importance of developing alternative approaches
for both short- and long-term treatment of depression. Initial evidence from a small-scale
study 1 found support for the efficacy of acupuncture specifically designed to treat
depression, with response rates similar to established well-researched treatments. The
longer-term prognosis of these acupuncture responders is unknown, and is the focus of
Methods and Results Participants: As detailed in the acute phase report 1, 38 women aged 18 to 45
were enrolled, all with a current, non-chronic, major depressive episode based on DSM-
IV14 criteria. Exclusion criteria were: 1) any other current Axis I disorder; 2) history of
mania, hypomania, or psychosis; 3) substance abuse or dependence within the past 4
months; 4) concurrent treatment; 5) endocrine abnormalities, CNS lesions, or any
medical disorder or treatment that could cause depressive symptoms; 6) pregnancy; and,
7) active and imminent suicidal potential. Experimental procedures were approved by
the university committee on human subjects research.
During the acute phase, the severity of participants’ depression was rated using a
modified 19-item 1 version of the Hamilton Rating Scale for Depression (HRSD). During
acute and follow-up phases, clinical status was assessed by blind clinical raters using the
depression module of the Structured Clinical Interview for the DSM (SCID-P) 15. Five
women dropped out before completing the entire acute-phase treatment, leaving 33
women in the final sample for possible follow-up.
Study Design. In the first eight-week acute treatment phase of the study,
participants were randomly assigned to one of three groups: acupuncture specifically
designed to address depressive symptoms (specific treatment), acupuncture for a
condition other than depression (non-specific treatment), or wait list. All women
eventually received eight-weeks of specific treatment. The nonspecific treatment
provided an active but hypothetically ineffective treatment for depression, controlling for
expectation of treatment effects. With the intent of blinding treatment providers, the
following strategies were employed 1 16: 1) An assessing acupuncturist devised for each
participant a unique set of points that were individually tailored to address her signs and
symptoms according to a manualized protocol 16; 2) Acupuncture treatment plans
(specific and nonspecific alike) all involved active and credible constellations of points;
3) Treating acupuncturists did not assess participants to identify the full signs and
symptoms of their presentation, and were therefore unlikely to determine whether points
would address a given participant’s configuration. It appeared that this design could be
considered double-blind since neither provider nor participant expectations of
effectiveness differed between specific and nonspecific treatments 1. As reported
previously 1, symptom reduction (mean ± s.d. on the 19-item HRSD) in the specific
group (-11.7±7.3) exceeded that of the nonspecific group (-2.9±7.9), and there was a
nonsignificant trend for symptom reduction in the specific group to exceed that of the
waitlist group (-6.1±10.9). Following 8 weeks of treatment, participants in the
nonspecific treatment group and those in the wait list received 8 weeks of specific
treatment, whereas participants in the specific treatment group discontinued treatment.
After completing specific treatment, 22 of the 33 women experienced full remission
Follow-up Phase. Participants were interviewed six months after completing
specific treatment, using the depression module of the SCID. The interviewer inquired
about the worst two-week period during the follow-up period to identify any recurrence
or relapse that may have transpired. Data were available for 26 of the original 33
completers (79%). Five of the seven who did not participate in the follow-up phase were
fully remitted at acute phase end; nonparticipants did not differ in terms of clinical status
at the end of treatment from those who did participate (17/26 remitted at acute phase end;
Results. Full remission was defined as the absence of both core symptoms of
depression (depressed mood, anhedonia) as determined by the SCID. Among those who
had achieved full remission after treatment, 24% had fully relapsed within six months.
Remission status at study exit predicted clinical status at six months (chi-square = 4.62, p
= .04); whereas 24% of those in remission at the conclusion of treatment had a full
depressive relapse during follow-up period, 67% of those without full remission after
treatment met criteria for major depressive episode at some point during the six-month
follow-up period. Similarly, symptom severity at study exit also predicted clinical status
at six months (F[1,25]=3.74, p [one-tailed] = .033). Participants depressed at follow-up
had an average HRSD score (19 items) after treatment of 15.5±10.1 (mean±s.d.);
participants not depressed at follow-up had HRSD of 9.3±6.3 after treatment.
Discussion
The results of the acute-phase study 1 and the present follow-up study indicate
that response rates and relapse rates with acupuncture are similar to those reported with
other empirically validated treatments 4, suggesting that a larger clinical trial of
acupuncture for depression is warranted. These results suggest that acupuncture may be a
promising alternative for those who reject traditional treatments, for those who do not
show adequate response to traditional treatment, or for those for whom pharmacokinetics
are a concern (e.g., the frail elderly, pregnant women)17-24. Acupuncture may also hold
promise as a cost-effective long-term maintenance treatment for depression, regardless of
the initial treatment modality. These questions will remain for future studies to examine.
Acknowledgements
This work was supported, in part, by an Exploratory/Development Grant from the
National Institutes of Health (1 R21 RR09492-01), through the Office of Alternative
Medicine. The authors wish to thank Della Estrada, Leslie McGee, Bob Stagnitto, and
MaryAnn Tully for their tireless efforts and for making the controlled study of the
efficacy of acupuncture possible. The authors also thank Varda Shoham and Karen
Moriah for their assistance in the planning of this project, and Cindy McGahuey and Jim
Cavender for their assistance with recruitment.
Address correspondence to John J.B. Allen, Department of Psychology, P.O. Box
210068, University of Arizona, Tucson, AZ, 85721-0068 (Email: jallen@u.arizona.edu).
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